DOJ and Microsoft File Their Lists of Trial Witnesses

(September 7, 1998)  The Department of Justice and Microsoft both filed their witness lists with the U.S. District Court on Friday, September 4.  The lists, which are limited to twelve by a pretrial order of Judge Jackson, contained few surprises.  Neither side plans to call Bill Gates to testify.  The trial might start on September 23.

Copies of Pleadings

DOJ Witness List
Microsoft Witness List

The Department of Justice list of witnesses contains top officers of companies that compete with Microsoft, including Jim Barksdale, CEO of Netscape, a de facto client of the DOJ in this case.  The list also includes David Colburn (AOL), William Harris (Intuit), and John Soyring (IBM).

The DOJ list also includes several professors of economics and computer science, including David Farber (Univ. Penn., telecommunications), Edward Felten (Princeton, computer science), Franklin Fisher (MIT, economics), and David Sibley (Univ. Texas, economics).

Related Page: Summary of DOJ v. Microsoft II.

The list also includes Scott Vesey of Boeing!

The DOJ has repeatedly portrayed Gates in court pleadings and public statements as having been at the center of Microsoft's violations of antitrust law.  However, the DOJ did not list Bill Gates as one of its a witnesses. 

DOJ Witnesses

1.  James Barksdale Netscape
2.  David Colburn America Online
3.  David J. Farber Professor, Univ. of Penn. -- Technical Expert
4.  Edward W. Felten Professor of Computer Science, Princeton -- Technical Expert & Demonstration Witness
5.  Franklin M. Fisher Professor of Economics, MIT -- Economic Expert
6.  William Harris Intuit
7.  Steven McGeady Intel
8.  David S. Sibley Professor of Economics, Univ. of Texas -- Economic Expert
9.  John Soyring IBM
10.  Scott Vesey Boeing
11.  Frederick R. Warren-Bolton Principal, MiCRA -- Economic Expert
12.  Glenn E. Weadock President, Independent Software, Inc. -- Technical Expert

Microsoft's list is made up primarily of the Microsoft executives who have lead the divisions which the DOJ has alleged to have violated antitrust law.  "These are our senior executives who were directly involved in each of the issues the government has raised. Through their testimony, we will show that the government's allegations are groundless, and that Microsoft's actions were completely appropriate and good for consumers," said William Neukom, Microsoft SVP for law and corporate affairs.

"Our witnesses will refute the government's case and prove that our inclusion of Internet technologies in Windows was designed to provide new tools and innovations for consumers and software developers," continued Neukom.  "We have a very strong case. The Appeals Court decision in favor of Microsoft confirmed that our integration of browser technologies into Windows 95 was good for consumers and completely legal."

The Microsoft list also includes two expert witnesses.

John Rose of Compaq is also on the list.  One of the DOJ's claims is that Microsoft has entered into illegal exclusionary contracts with original equipment manufacturers (OEMs), such as Compaq.

Microsoft Witnesses

Expert Witnesses

1.  Richard Schmalensee Professor, Interim Dean, Sloan School of Management, MIT
2.  Michael Dertouzos Professor, Director, Laboratory for Computer Science, MIT

Microsoft Witnesses

3. Paul Maritz Group VP, Platforms and Applications Group
4. James Allchin SVP, Personal and Business Systems Group
5. Joachim Kempin SVP, OEM Division
6. Brad Chase VP, Developers Relations and Marketing
7. Yusuf Medhi Director, Windows Marketing
8. Cameron Myhrvold VP, Internet Customer Unit
9. William Poole Senior Director, Windows Business Development
10. Daniel Rosen General Manager, New Technology

Non-Microsoft Witnesses

11. John Rose SVP, Enterprise Computing, Compaq Computer
12. Michael Devlin President, Rational Software